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COMPLIANCE NOTES

Hedgeye’s compliance notes provide weekly insight to the trends, emerging risks, and opportunities in compliance, regulation, and legislation, with an emphasis on Wall Street more broadly, and the buy-side specifically. Our compliance team is lead by Moshe Silver, with decades of experience in the buy-side and sell-side, both institutional and retail, domains of global finance. The compliance notes thematically pick apart why securities regulation doesn’t work -- and propose meaningful changes to the regulatory regime – ones that just might work. Mr. Silver takes aim at targets from the Auto Bailout, to the Bank Bailout, to Jim Cramer and Goldman Sachs, and hits his mark, hard, every time.